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USDOT Discretionary Grant Process

USDOT Discretionary Grant Process

The discretionary grant funding process begins with Congressional legislation and concludes with the closeout of the awarded project. The grant lifecycle is broken down into four phases: (0) Legislation, (1) Pre-Award, (2) Award, and (3) Post-Award. At a high-level, the phases include:

0. Legislation: Program authorization and funding appropriation by Congress
1. Pre-Award: Funding opportunity announcement, applicant solicitation, and application submission
2. Award: Application evaluation, award decisions, and grant recipient notifications
3. Post-Award: Project execution, monitoring, and closeout

Disclaimer: This Applicant Toolkit includes USDOT competitive discretionary grant programs that may fund capital infrastructure projects and/or non-infrastructure safety projects. Capital infrastructure projects may include equipment purchases and facility construction, repair, replacement, rehabilitation, and/or expansion. Non-infrastructure safety projects may include public safety campaigns, workforce training, roadway demonstrations, and/or technical assistance. 

Applicant Roadmap 

Use the numbered steps below to navigate general applicant activities during the USDOT discretionary grant funding process. USDOT activities are also included for reference. Note that specific steps may differ by program.

applicant roadmap key

applicant roadmap keyNote: This roadmap is not to scale.

Legislation: 

  • Step 0: Consider monitoring Congressional authorization and appropriations processes to anticipate future USDOT funding opportunities
  • USDOT develops a discretionary funding program, per statutory requirements

Pre-Award:

  • USDOT releases a Notice of Funding Opportunity (NOFO)
  • Step 1: Identify a project requiring Federal funding and include it in State and local planning documents
  • Step 2: Select a USDOT grant program that supports that project based on program eligibility criteria and requirements outlined in the NOFO
  • Step 3: Compile an application based on program requirements
  • Step 4: Solicit technical assistance from USDOT in developing an application as needed
  • Step 5: Submit an application during indicated application window
  • USDOT closes the program application window

Award:

  • USDOT reviews all submitted applications and evaluates proposed projects based on stated criteria in the NOFO
  • Step 6: Respond to requests for follow-up information from USDOT program points of contact, as needed, during application review process
  • USDOT finalizes award decisions
  • Step 7: Receive decision notification of projects selected for funding for the fiscal year

Post-Award:

  • Step 8: If selected, negotiate and sign a grant or project agreement with USDOT
  • Step 9: Implement the awarded project and report progress to USDOT throughout the project lifecycle
  • USDOT monitors project execution throughout the project lifecycle
  • USDOT provides technical assistance and customer support to applicants, as needed
  • Step 10: Complete all closeout requirements and submit final financial and technical reports  

Grants Process Tips and Resources

The following tips and resources may provide further insights for applicants throughout the discretionary grant funding process. 

Legislation: Authorization and Appropriation

  • Monitor program authorization and appropriations legislation and anticipate funding opportunities in the coming fiscal year by referring to materials from the House Appropriations Subcommittee on Transportation, and Housing and Urban Development, and Related Agencies  and the Senate Appropriations Subcommittee on Transportation, Housing and Urban Development, and Related Agencies

Pre-Award: Solicitation and Submission

  • Use the “USDOT Discretionary Funding Matrix” in this toolkit to explore possible funding programs
  • Refer to the “Navigating Grant Program Applications” section of this toolkit for information on compiling an application
  • Leverage the Federal Grant Applicant Resources page for additional information on account registration, eligibility, training, and FAQs
  • Explore Federal Grant Pre-Award guidance 
  • Contact the USDOT Program Point of Contact for information on program-specific assistance

Award: Evaluation and Selection

  • Refer to the “USDOT Applicant Considerations” section of this toolkit for tips on how to craft your application for the USDOT evaluation and review 
  • Monitor funding announcements on the USDOT grants website 
  • Read press releases about selected awards on the USDOT webpage to learn about other projects

Post-Award: Execution and Monitoring

  • Consider the reporting requirements for an award. General information about a program’s reporting requirements can be found in the respective program NOFO. USDOT NOFOs can be found on the Federal Grants website and the program’s website (hyperlinked in the “USDOT Mode and Resource Descriptions” section of this toolkit)
  • Comply with relevant local, State, and Federal regulations
  • Contact the USDOT Program Point of Contact for additional guidance throughout the post-award phase

For more information on the grants funding process and supporting resources, please visit the Grants.gov Grants 101 page and review the Grant Lifecycle Timeline.

Last updated: Friday, February 26, 2021