FOIA Annual Report Workbook2018-11-09FOIA Annual ReportDOTU.S. Department of TransportationFAAFederal Aviation AdministrationFHWAFederal Highway AdministrationFMCSAFederal Motor Carrier Safety AdministrationFRAFederal Railroad AdministrationFTAFederal Transit AdministrationMARADMaritime AdministrationNHTSANational Highway Traffic Safety AdministrationOIGOffice of Inspector GeneralOSTOffice of the SecretaryPHMSAPipeline & Hazardous Materials Safety AdministrationSLSDCSaint Lawrence Seaway Development Corporation201849 U.S.C. § 40115(a)Information harmful to US position in international aviation negotiations, or harmful to any US international air carrierN/A49 U.S.C. § 40119(b) (Federal Aviation Act) Certain information obtained or developed in ensuring transportation security if disclosure of that information would: constitute an invasion of personal privacy, reveal a trade secret or confidential commercial or financial information, or be detrimental to transportation safetyPub. Citizen, Inc. v. FAA, 988 F.2d 186, 194 (D.C. Cir. 1993); Gordon v. FBI, 390 F. Supp. 2d 897, 900 (N.D. Cal. 2004).Fed. R. Crim. P. 6(e), enacted by Act of July 30, 1977, Pub. L. No. 95-78, §2, 91 Stat. 319 Certain records pertaining to grand jury proceedingsSussman v. USMS, 494 F.3d 1106, 1113 (D.C. Cir. 2007); Widi v. McNeil, No. 12-CV00188, 2016 WL 4394724, at *23 (D. Me. Aug 16, 2016); Durham v. U.S. Atty. Gen., No. 06-843, 2008 WL 620744, at *2 (E.D. Tex. Mar. 3, 2008); Cozen O’Connor v. U.S. Dep’t of Treasury, 570 F. Supp. 2d 749, 776 (E.D. Pa. 2008).49 U.S.C. § 46311Certain information from air carrier records that would either prejudice the United States in international negotiations or have an adverse effect on the competitive position of an air carrier N/A35 U.S.C. § 205Government inventions informationN/A49 U.S.C. § 40110(e)Contract proposal not incorporated into contractN/A49 U.S.C. § 40123(a)Aviation Safety Action Program voluntarily submitted informationN/A41 U.S.C. § 253b(m)(1) (currently at 41 U.S.C. § 4702)Contractor proposals that are in the possession or control of an executive agency and that have not been set forth or incorporated by reference into contracts Sinkfield v. HUD, No. 10-885, 2012 U.S. Dist. LEXIS 35233, at *13-15 (S.D. Ohio Mar. 15, 2012); Margolin v. NASA, No. 09-CV-00421, 2011 WL 1303221, at *6 (D. Nev. Mar. 31, 2011); Hornbostel v. U.S. Dep’t of the Interior, 305 F. Supp. 2d 21, 30 (D.D.C. 2003), summary affirmance granted, No. 03-5257, 2004 WL 1900562 (D.C. Cir. Aug. 25, 2004). 41 U.S.C. § 2102 (amending 41 U.S.C. § 423(a)(1))* (Procurement Integrity Act)Contractor bid or proposal information; source selection informationLegal & Safety Employer Research, Inc. v. U.S. Dep't of the Army, No. Civ. S001748, 2001 WL 34098652, at *3-4 (E.D. Cal. May 4, 2001) (dictum). 49 U.S.C. § 31143(b)Identities of motor carrier safety complainantsN/A49 U.S.C. § 20118(c )Railroad safety analysis recordsN/A49 U.S.C. § 30172(f)Information that could identify a whistleblowerN/A49 U.S.C. § 30305(c)(1)National Driver Register information on certain individualsN/A5 U.S.C. app. 3 § 7(b)Names of employees who provide information or complaints to the Inspector General N/A5 U.S.C. § 7301 note § 503(e), PL 100-71Drug test results of federal employeesN/A49 U.S.C. § 60138 Certain information contained in pipeline facility response plans N/A11123612122255112288311133131120144115522111124271140711032280223373374222045146329325764794284664414029728651177790412629531410778283618139926231811321422998114141545915049160824426After reviewing their databases, FAA, FMCSA, MARAD, and NHTSA updated the number of requests pending from the previous Fiscal Year.74101339101NoRecords1691Referred3Withdrawn406FeeRelated27NotDescribed2ImproperRequest42NotAgency1111032168796NoRecords79Withdrawn17FeeRelated8NotDescribed2NotAgency1Duplicate11Other337421014521NoRecords78Referred2Withdrawn1141NotAgency1Duplicate472932168829NoRecords95Referred6Withdrawn104Duplicate1Other1466118611NoRecords10628634300NoRecords20Withdrawn4NotAgency290551187NoRecords88Withdrawn20NotDescribed5ImproperRequest1Duplicate9Other1131473812NoRecords18Withdrawn1NotAgency3Duplicate1Other38398849NoRecords51Withdrawn14Duplicate3Other3262110367NoRecords31Withdrawn23FeeRelated8NotDescribed6ImproperRequest1NotAgency2Duplicate4Other1229570NoRecords21483833326153NoRecords2259Referred11Withdrawn1730FeeRelated43NotDescribed15ImproperRequest44NotAgency20Duplicate76Other2216082N/A00Request Opened in Error 33N/A00Directed Requester to Publicly Available Information 11N/A00N/A00Misdirected Request9Directed Requester to Another Entity Subject to the FOIA211Request Opened in Error 33Request Opened in Error 33Request Opened in Error 11N/A0022Ex. 210Ex. 331Ex. 490Ex. 5344Ex. 6802Ex. 7(A)60Ex. 7(C)29Ex. 7(D)1Ex. 7(E)23Ex. 7(F)4Ex. 36Ex. 419Ex. 538Ex. 629Ex. 7(C)1Ex. 3148Ex. 423Ex. 55Ex. 61439Ex. 7(A)10Ex. 7(C)965Ex. 7(D)120Ex. 7(E)4Ex. 35Ex. 48Ex. 510Ex. 616Ex. 7(A)5Ex. 7(C)59Ex. 21Ex. 412Ex. 513Ex. 630Ex. 31Ex. 421Ex. 511Ex. 621Ex. 37Ex. 437Ex. 553Ex. 6112Ex. 7(C)10Ex. 34Ex. 42Ex. 522Ex. 636Ex. 7(A)13Ex. 7(C)26Ex. 7(D)4Ex. 7(E)9Ex. 31Ex. 416Ex. 527Ex. 672Ex. 7(A)6Ex. 21Ex. 31Ex. 58Ex. 619Ex. 7(A)1Ex. 7(E)1Ex. 7(F)20Ex. 31Ex. 41Ex. 52Ex. 65Ex. 212Ex. 3205Ex. 4229Ex. 5533Ex. 62581Ex. 7(A)95Ex. 7(C)1090Ex. 7(D)125Ex. 7(E)37Ex. 7(F)2498384987291011010456313403351396612210422145000001147790101After reviewing their databases, FAA, FRA, and NHTSA updated the number of appeals pending from the previous Fiscal Year. 58927496301100100142006130042102530216100121001201405000002319153390Ex. 31Ex. 42Ex. 55Ex. 66Ex. 7(A)1Ex. 7(D)1Ex. 53Ex. 31Ex. 51Ex. 61Ex. 7(C)1Ex. 52Ex. 61Ex. 41Ex. 61Ex. 31Ex. 7(F)1Ex. 33Ex. 43Ex. 511Ex. 69Ex. 7(A)1Ex. 7(C)1Ex. 7(D)1Ex. 7(F)1NoRecords3Withdrawn24ImproperRequest2ExpeditedDenial1Withdrawn1NoRecords1Withdrawn2NoRecords1NoRecords1NoRecords1NoRecords7Withdrawn27ImproperRequest2ExpeditedDenial1N/A00N/A00N/A00N/A00N/A00N/A00N/A00N/A00N/A00N/A00N/A0001141740686201722131313131172195.17575240000212233653802670.52023320.5201922161611212722102900003114307602014-08-1110382015-07-178042015-09-187602015-09-217592015-09-287542015-10-137442015-11-197182015-11-197182015-11-197182015-11-197182018-09-2802018-04-071222018-07-20502018-08-30212018-07-06592018-03-141392018-04-111192018-08-21272018-08-21272018-08-21272018-08-29212017-03-223842017-12-021902018-09-1882014-08-1110382015-07-178042015-09-187602015-09-217592015-09-287542015-10-137442015-11-197182015-11-197182015-11-197182015-11-197181418LT116653583LT12100487550712181614LT1681519LT12232117LT134163146LT1502291284LT1850121.5280.05110752130LT12689595959568.67LT1656779.91232382690.62LT1661403418.1271963710LT1373749LT11653158LT130451101LT18361867LT180956050711155617.13LT11061545LT1166588171LT1210029198LT112181517LT111393675LT121007632778971716168202522232220334156.5138LT1453268.52431652961561107523322268959595956.57.57LT1276172.752323847117.05LT1617287357.917196314.541373854121653888130460110LT18362279LT1809566568131155617LT11061638LT1113951130LT121003113738971-20888321-4075741-6015161-805981-10025101-12028121-1404141-1607161-1803181-2002201-30024301-4004401+5299991-2015621-403441-60261-80181-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+01931-2016821-403841-604961-8019981-100136101-12081121-140106141-160150161-180283181-200287201-300382301-40027401+1319191-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-2014121-408941-602661-801281-1003101-1206121-1401141-1602161-1800181-2002201-3003301-4000401+02851-204221-40241-60061-80181-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+0451-2011821-405241-601261-801881-1009101-12012121-1406141-1602161-1808181-2005201-30020301-40015401+122891-205721-40841-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+0651-20821-40541-60061-80181-1000101-1201121-1400141-1600161-1800181-2000201-3000301-4002401+0171-209321-403141-601961-80781-1006101-1203121-1403141-1600161-1800181-2001201-3007301-4001401+101811-201121-40141-60161-80081-1000101-1201121-1400141-1600161-1800181-2000201-3000301-4000401+0141-20967721-40101741-6026061-8029881-100179101-120132121-140120141-160161161-180294181-200297201-300436301-40049401+87130071-2015921-4042941-6014561-808181-10040101-12022121-14014141-16010161-18011181-2004201-30021301-4005401+449851-2012221-403641-60661-80281-1002101-1201121-1400141-1600161-1800181-2001201-3001301-4000401+01711-203321-402241-601561-801981-10017101-12014121-14015141-16023161-18023181-20020201-300341301-400325401+14610131-2011821-404541-601461-801281-10020101-12024121-14014141-16018161-18010181-20015201-30034301-40015401+1274661-20021-40041-60061-80081-1001101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+011-20121-401141-60961-80881-1006101-1202121-1402141-1600161-1802181-2001201-3003301-4000401+0451-20021-40041-60061-80181-1000101-1200121-1400141-1603161-1800181-2001201-3002301-4001401+8161-20421-40741-60161-80181-1002101-1201121-1401141-1600161-1800181-2000201-3000301-4000401+0171-207421-403741-602661-802081-10012101-1207121-1409141-1607161-1805181-2006201-30021301-40015401+62451-20721-40141-60061-80181-1002101-1201121-1400141-1600161-1800181-2000201-3000301-4001401+27401-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-2051821-4058841-6021661-8014581-100102101-12072121-14055141-16061161-18051181-20048201-300423301-400362401+35829991-20121-40041-60061-80181-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+241-20421-40441-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+081-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20521-40441-60061-80181-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+212216029838164123938219799797254010193652945185344739110210500441268325.4805042.513700420.541006645.511232289.536703653354601085150307243274160160149123215492933990000252323335118753003917312422011-09-0617722011-12-2116992012-01-2416782012-05-1515992012-06-1815762012-06-2115732012-10-1214952012-10-2614852012-11-1514722012-12-1214542018-03-281292018-06-04822018-08-13332018-08-15312018-08-17292018-08-22262018-07-26242018-06-01192018-08-31192018-07-25162016-08-165322016-08-165322016-11-144712017-03-313772016-06-093742017-04-123692017-06-233182017-07-262962017-09-132622017-09-152602014-04-2211162014-05-2010962014-06-1910752014-07-2810492014-08-1110392014-09-0810202014-11-049732014-12-039612014-12-129542015-02-209082017-07-053122017-07-242992017-07-242992017-08-292732017-09-142622017-10-042482017-10-052472017-10-172402017-11-272132017-12-132012018-04-191132018-08-27232018-09-04182018-09-14102014-01-2811742014-02-2611542014-05-2710912014-07-2210522015-01-309212015-12-017112016-07-015632016-07-195522016-08-105362016-12-294402018-05-041022018-08-09352018-09-1882018-09-2062018-09-2622018-09-2802016-11-234642016-11-234642016-12-224442016-12-234432016-12-234432016-12-274422017-01-034382017-01-064352017-01-134302017-01-234252013-11-2112182014-01-3111712014-02-2011652014-09-2310082014-12-189492015-02-199082015-03-098962015-05-228422015-07-208032015-08-117872011-09-0617722011-12-2116992012-01-2416782012-05-1515992012-06-1815762012-06-2115732012-10-1214952012-10-2614852012-11-1514722012-12-12145422581125943156000021112100001101010215.515.5100000005105130006290052910110114315005201100201000201100301100631131132133.8854.886642736.46268642.926911379.3814.515.51976448097644873.3510.3510076690100766931.954.95807824080782402.32.3246578024657820.52.5226916.880226916.8836.59.5782681078268110.91.9258617428826290542.26.2820765428882505312.153.152810361286.5282322.500.0150.0152263.7302263.734358.255101.25512053535.07278505.4212332040.49333561.830.050277872.20.079800.000000.000000.0000214.50.000919570.002500.00003000.000410850.003900.0000414990.530.034400000000000089687134582026871320107130933171028516021110089714179441243867047304143300218262130018100026349833150220000001100000000000000330064214500000419167After reviewing their database, FAA updated the number of consultations pending from the previous Fiscal Year.2015-07-228012015-10-277342016-09-155112016-12-074552017-11-072242018-01-231742018-04-201122015-07-228012015-10-277342016-09-155112016-12-074552017-11-072242018-01-231742018-04-2011210690114071032011032424373424374212914632083293241642833146632129729628610977104900295031410682103834293993182621922142272291114101414827150491421616082108212433719354734534141130102082121483009881103742263483385149109810100165864344633514910642329410234251010141771009094860010531021361101000010798